massachusetts mutual life insurance company sec filings


c. 175, § 141. Massachusetts Mutual Life Insurance Co is registered with the U.S. Security and Exchange Commission and incorporated in the state of Massachusetts. IVZ, SC 13G/A - MCI / Babson Capital Corporate Investors / MASSACHUSETTS MUTUAL LIFE INSURANCE CO Passive Investment, ================================================================================ UNITED STATES SECURITIES AND EXHANGE COMMISSION WASHINGTON, D. MASSACHUSETTS MUTUAL LIFE INSURANCE CO raised $14,260,755 from 6 investors on 2012-06-07. 12-14 bloomberg.com PA. PA. 0001837753. will be credited with such share of the divisible surplus, if any, as we may apportion to it by the Company as a dividend.”3 Massachusetts permits mutual life insurance companies to retain a … The combined portfolio builder allows you to identify the most widely held stocks in a group of funds. Northwestern Mutual Life Insurance Co - SEC Filings - Registrant - CIK 73076 - SEC SEC Info uses JavaScript! With headquarters in Springfield, Massachusetts, the company employs more than 7,000 in the United States, and a total of 10,614 internationally. February 28, 2011 To Our Valued Policy and Contract Owners: Enclosed is one or more Annual Report(s) for the year ended December 31, 2010, for certain underlying funds offered in your variable annuity contract or variable life insurance policy. Webinars are open Fintel® provides advanced research tools for data-driven investors . - Hello, your email is unverified. Massachusetts Mutual Life Insurance Co - ‘SC 13D’ on 11/15/02 re: Alabama Aircraft Industries, Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. Filing year. SQ and the stocks being accumulated. This UNDERWRITING AND SERVICING AGREEMENT is made this 16th day of December, 2014, by and between MML Investors Services, LLC (“MMLIS”) and Massachusetts Mutual Life Insurance Company (“MassMutual”), on its own behalf and on behalf of MassMutual’s variable annuity and variable life separate accounts included on … The SEC database for company filings, which includes quarterly and annual reports, registration statements for IPOs and other offerings, insider trading reports, and proxy materials, can be obtained in electronic form by using the SEC… Find all of our SEC filings here. The SEC's investigation was conducted by Attorney-Advisor Daniel H. Rubenstein and supervised by Associate Director Stephen L. Cohen and Assistant Director C. Joshua Felker. - SPRINGFIELD, Mass.-(BUSINESS WIRE)-Massachusetts Mutual Life Insurance Company (MassMutual) and Stone Ridge Asset Management (Stone Ridge), an asset manager with more than $10 billion in assets under management (AUM) that focuses on registered investment advisers (RIAs), institutions, and insurance companies, today announced that MassMutual and Stone Ridge Holdings Group have entered into a defini. SEC Forms List (PDF versions) About EDGAR. Massachusetts Mutual Life Insurance Company is based out of Springfield. A recent investment in Bitcoin by Massachusetts Mutual Life Insurance Co. highlights the potential for additional institutional demand for the cryptocurrency in coming years, according to JPMorgan Chase & Co. 13F Universe (Hedge Fund Holdings Tracker), Bitcoin’s Rally Has Already Outlasted 2017’s Epic Run - WSJ, The asset manager arms race has only just begun, Bitcoin Is Fundamentally Worthless: Anton Wahlman - ValueWalk, Bitcoin Bulls In Control As 2020 Ends (Cryptocurrency:BTC-USD) | Seeking Alpha, Bitcoin Price Shoots Past $20,000 | Barron's, 3 MassMutual Funds to Snap Up for Amazing Returns, MassMutual to Acquire Fintech Platform Flourish | Business Wire, MassMutual to buy cash management platform Flourish, JPMorgan Says MassMutual’s Bitcoin Foray Signals Widening Demand - Bloomberg, LMIRT unitholders give green light for Lippo Mall Puri purchase, rights issue. 1 formerly filed as Hartford Life Insurance Company 2 formerly filed as Hartford Life and Annuity Insurance Company 3 formerly filed as Hartford International Life Reassurance Corporation SEC Filings - Annual Talcott Resolution Life Insurance Company. . What drove the rallies, and what happened in the days following the peaks, show how much the market has changed in three years. Tuesday, May 29, 2012. STATEMENT AS OF SEPTEMBER 30, 2017 OF THE Massachusetts Mutual Life Insurance Company LIABILITIES, SURPLUS AND OTHER FUNDS 1 Current Statement Date 2 December 31 Prior Year 1. and a margin of the market value of its securities over their book value . They stand for election at the Annual Meeting in April where members of the company vote to re-elect the nominees. - Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. Cos Only ETFs Only Search Active Learn More. and a margin of the market value of its securities over their book value . Massachusetts Mutual Life Insurance Co – STOCK PURCHASE AGREEMENT (November 15th, 2002). 1 - Auto-Generated Paper Document - Accession Number 9999999997-02-039545 - Filing - SEC This website is provided “as is” without any representations or warranties, express or implied. - MassMutual has inked a deal with broker-dealer Stone Ridge Holdings Group to acquire its subsidiary fintech platform Flourish, the companies announced Monday. Schedule 13D and 13G filing information for institutional investment manager or hedge fund MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. Most Recent 10-K: Most Recent 10-K. Additional Documents. "Investors shouldn't have their retirement nest eggs at risk because of undisclosed investment complexities," said Robert Khuzami, Director of the SEC's Division of Enforcement. Annuities are issued by, and product guarantees are solely the responsibility of, Brighthouse Life Insurance Company, Charlotte, NC 28277 and, in New York only, by Brighthouse Life Insurance Company of NY, New York, NY 10017 ("Brighthouse Financial"). RESEND VERIFICATION EMAIL Massachusetts Mutual Life Insurance Company (MassMutual), a mutual life insurance company domiciled in the Commonwealth of Massachusetts, and its domestic life insurance subsidiaries domiciled in the State of Connecticut (collectively, the Company), provide individual and group life insurance, disability insurance, individual and group annuities and guaranteed interest contracts … (b) Exhibit 3 . Investor Relations Department. Company; Industry; Search; Screener; Analytics; INVESCO LTD.: IVZ (NYSE) Enter your Email to Learn More: Form (Filer) Received ( Period) SC 13D/A: INVESCO LTD. (MASSACHUSETTS MUTUAL LIFE INSURANCE CO) 11/16/20 : 3: BOULDER GROWTH & INCOME FUND (MASSACHUSETTS MUTUAL LIFE INSURANCE CO) 11/06/20 (11/05/20) 13F-NT: MASSACHUSETTS MUTUAL LIFE INSURANCE CO: … . Whalewisdom has at least 60 13F filings, 7 13D filings, 20 13G filings, and 40 Form 4 filings The firm last filed a Form D notice of exempt offering of securities on 2012-06-07. CONSOLIDATED STATUTORY FINANCIAL STATEMENTS . Company. Item 24. The Securities and Exchange Commission today charged Massachusetts Mutual Life Insurance Company with securities law violations for failing to sufficiently disclose the potential negative impact of a "cap" it placed on a complex investment product that investors were planning to use for retirement. Securities and Insurance Products: After reviewing MassMutual's prospectuses and other disclosures, they believed that if the GMIB value reached the cap, investors could take withdrawals and the GMIB value would remain at the cap. Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. A number of MassMutual's own sales agents were confused by the language in the disclosures, and investors were not sufficiently informed of the potential negative effect of taking withdrawals if they reached the cap approximately a decade from now. The SEC’s Division of Investment Management recently issued a letter clarifying its position on the application of Rule 17d-1 to aggregated transactions in private placement securities. Massachusetts Mutual Life Insurance Company - Rate Filing | disb Fintel makes it easy to identify the most popular stocks held by leading funds. MSTR, 12-18 businesstimes.com.sg MassMutual consented to the SEC's order without admitting or denying the findings. If you require advice in relation to any financial matter you should consult an appropriate professional. What drove the rallies, and what happened in the days following the peaks, show how much the market has changed in three years. To view pages properly, enable JavaScript in your browser. : 3-15095 Case filed: November 15, 2012 Qualifying Judgment/Order: November 15, 2012 Long Term Care filing of Tax-Qualified Policy forms listed in the attached Form Filing Cover Sheet which includes previous approval dates and corresponding SERFF tracking numbers. Most Recent Monthly Catastrophe Loss Announcement: Most Recent Monthly Catastrophe Loss Announcement. Following the SEC's investigation, MassMutual undertook the remedial step of removing the cap entirely from these riders in order to guarantee that no investor will ever reach the cap. Whitney Tilson’s email to investors discussing that Bitcoin is fundamentally worthless; America’s biggest companies are flourishing during the pandemic and putting thousands of people out of work. TPGVF View our SEC filings and reports. 1 - Auto-Generated Paper Document - Accession Number 9999999997-02-039545 - Filing - SEC Massachusetts Mutual Life Insurance Co, et al. SERVICING AGREEMENT . 5 Flickr 6LinkedIn 7 Pinterest 8 Email Updates. BRK.A c. 175, § 141. ... including The Lincoln National Life Insurance Company, Fort Wayne, IN, and in New York, Lincoln Life & Annuity Company … Every year, directors are nominated for re-election by the Board's Corporate Governance Committee based on character, judgment, business acumen and experience. This Stock Purchase Agreement (the "Agreement"), is entered into on November 6, 2002 by and among Matthew L. Gold (the "Seller"), and Massachusetts Mutual Life Insurance Company, a Massachusetts mutual life insurance company, TSCP Selective, L.P., a Delware limited partnership, and Tower Square … Descriptions of SEC Forms. Unlike the contract value of the annuity that fluctuates with the performance of the underlying investment, the GMIB value increases by a compound annual interest rate of either 5 or 6 percent and allows investors to make withdrawals any time during the annuity's accumulation phase. November 4, 2020. : 3-15095 Case filed: November 15, 2012 Qualifying Judgment/Order: November 15, 2012 BLL, 12-15 bwnews.pr PCP. SEC Filings Featured Documents Filing Date Form View; November 19, 2020. Please confirm for access to all your SPH accounts. - Whitney Tilson’s email to investors discussing that Bitcoin is fundamentally worthless; America’s biggest companies are flourishing during the pandemic and putting thousands of people out of work. MassMutual has inked a deal with broker-dealer Stone Ridge Holdings Group to acquire its subsidiary fintech platform Flourish, the companies announced Monday. Company: SEC RSS Feed (opens in new window) Select year: Filter filing type: Date Filing Type Filing Description Filer ... SEC Filings; Sustainability Website; Note on 2020 Annual Meeting of Shareholders Q&A; Contact Us. MassMutual's sales literature highlighted the guarantee provided by the riders by stating, "Even if your contract value drops to zero, you can apply your GMIB value to a fixed or variable annuity." - This copy is for your personal, non-commercial use only. - A recent investment in Bitcoin by Massachusetts Mutual Life Insurance Co. highlights the potential for additional institutional demand for the cryptocurrency in coming years, according to JPMorgan Chase & Co. 12-14 businesstimes.com.sg Improve your mastery of Fintel and investing by attending a webinar. All people. . All rights reserved. The riders included a maximum GMIB value, and investors could not reach this cap until 2022. By taking withdrawals annually after the cap is reached, investors would proportionately reduce their GMIB values and in turn potentially decrease their future income streams. Select a list of arbitrary funds and Fintel provides aggregate analysis, including the most popular stocks Learn More. Please confirm for access to all your SPH accounts. 12-16 barrons.com Learn More . 1 - Accession Number 0000009015-02-000128 - Filing - SEC Pruco Life Insurance Company, an Arizona company - California COA # 3637. MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY . Plaintiff, Daniel R. Hunt (“Hunt”), purchased a disability insurance policy (“the policy”) from defendant, Northwestern Mutual Life Insurance Company (“NM”). The SEC's investigation found that MassMutual included a cap feature in certain optional riders offered to investors, and the cap potentially affected $2.5 billion worth of MassMutual variable annuities. 09-11737-RWZ DANIEL R. HUNT v. THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY ORDER September 27, 2011 ZOBEL, D.J. To order presentation-ready copies for distribution to your colleagues, clients or customers visit http://www.djreprints.com. SEC Edgar Filing Tracker Companies with new SEC filings today. Reference: The Variable Annuity Life Insurance Company (VALIC), Houston, TX and its subsidiaries, VALIC Financial Advisors, Inc. (VFA) and VALIC Retirement Services Company (VRSCO). 1 - Accession Number 0000009015-02-000128 - Filing - SEC This copy is for your personal, non-commercial use only. UNDERWRITING AND . 7113 Since 1998, it has traded under the name MassMutual Financial Group. Real-time pricing data supplied by IEX. The Massachusetts Mutual Life Insurance Company (MassMutual), founded in 1851, is an American mutual life insurance company serving five million clients. Hello, your email is unverified. This action contributed to the determination of the penalty amount. Information includes fund holdings, fund sentiment, financial data, and regulatory filings (including SEC, LSE, ASX, and SGX). According to the SEC's order, MassMutual advertised its GMIB riders as providing "Income Now" if investors elected to make withdrawals during the accumulation phase or "Income Later" if they elected to receive annuity payments. Fintel currently tracks over 9500 funds and over 63,000 securities traded worldwide. . Contact us. Schedule 13D and 13G filing information for institutional investment manager or hedge fund MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. DEFENDANT Consolidated With PURVIS WILLIAM HILL, JR. V. PLAINTIFF CIVIL ACTION NO. In the Matter of Massachusetts Mutual Life Insurance Company Administrative Proceeding File No. AND SUBSIDIARIES . Filters. The SEC Form 20-IS or Information Statement is used in connection with every annual meeting or other meeting of stockholders by publicly-listed companies, subject to the reporting requirements of Section 17 of the Securities Regulation Code, to notify its shareholders who are entitled to vote or give an authorization or consent to any matter to be acted upon at a stockholders’ meeting. If the GMIB value reached the cap, every dollar withdrawn would reduce the GMIB value by a pro-rata amount tied to the percentage decrease on the contract value. Nothing on this website constitutes, or is meant to constitute, advice of any kind. Fintel® is a registered trademark. According to the SEC's order, while MassMutual was offering GMIB riders, there were indications that sales agents and others did not understand the effect of post-cap withdrawals on the GMIB value, which should have alerted the company to the fact that its disclosures were inadequate. . MASSACHUSETTS MUTUAL LIFE INSURANCE CO Funding details. For financial reporting, their fiscal year ends on December 31st. Filing 2 PRAECIPE TO ISSUE SUMMONS re #1 Complaint, by Plaintiff The Savings Bank Mutual Life Insurance Company of Massachusetts (Buhite, Russell) May 22, 2019 Filing 1 COMPLAINT for Declaratory Relief against defendant(s) Denise Raymond (Receipt # 0981-5777633), filed by The Savings Bank Mutual Life Insurance Company of Massachusetts. In addition to the $1.625 million penalty, MassMutual agreed to cease and desist from committing or causing any violations and any future violations of Section 34(b) of the Investment Company Act. 200 Park Avenue New York, NY 10166. © 2015-2020 Fintel Ventures LLC. Now that bitcoin has clearly overcome its 2017 record highs, many cryptocurrency investors are asking if it's time whether to either buy or sell. Bacchi’s insurance policy contains required statutory language that “this Policy . Massachusetts Mutual Life Insurance Co. is jumping into the institutional bitcoin game with a $100 million investment in bitcoin and a $5 million equity stake in NYDIG. SERVICING AGREEMENT . for registration and will fill up soon, so sign up now! 11/18/20 FWP Free Writing Prospectus - Filing under Securities Act Rules 163/433 11/17/20 424B2 Prospectus filed pursuant to Rule 424(b)(2) 11/13/20 4 Statement of Changes in Beneficial Ownership BRK.B - Bitcoin approached $20,000 in 2017 and finally topped the mark in 2020. But in reality, following such an investment strategy could have had severe adverse consequences for investors. In a worst-case scenario, they would withdraw all of their contract value, the GMIB value would decline to zero, and they would be left with nothing to annuitize and, consequently, no future income stream. Fintel makes no representations or warranties in relation to this website or the information and materials provided on this website. Please confirm for access to all your SPH accounts. STAY CONNECTED (b) Exhibit 3 . Filing 2 PRAECIPE TO ISSUE SUMMONS re #1 Complaint, by Plaintiff The Savings Bank Mutual Life Insurance Company of Massachusetts (Buhite, Russell) May 22, 2019 Filing 1 COMPLAINT for Declaratory Relief against defendant(s) Denise Raymond (Receipt # 0981-5777633), filed by The Savings Bank Mutual Life Insurance Company of Massachusetts. Massachusetts Mutual Life Insurance Company and affiliates Springfield, MA 01111-0001 (413) 788-8411 . - Now that bitcoin has clearly overcome its 2017 record highs, many cryptocurrency investors are asking if it's time whether to either buy or sell. Massachusetts Mutual Life Insurance Company or MassMutual, along with its subsidiaries, manages a significant number of mutual funds across different categories, including both equity and fixed-income funds. PYPL, 12-16 zacks.com Latest filings for MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, from OpenCorporates Massachusetts Mutual Life Insurance Co - ‘SC 13D’ on 11/15/02 re: Alabama Aircraft Industries, Inc Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. Search EDGAR Comment Letters. . MassMutual's disclosures instead implied that interest would continue to accrue after the GMIB value reached the cap, and dollar-for-dollar withdrawals would remain available to investors. Prudential Financial is not affiliated in any manner with Prudential plc, an international group incorporated in the United Kingdom or the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom. Company Group 3,4,5 Annual Filings Current Reports Mergers & Acquisitions Other Proxy Filings Quarterly Filings Registration Statements Filing year - Any - 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 2003 2002 2001 2000 1999 1998 1997 1996 How to Research Public Companies Learn how to quickly research a company's operations and financial information with EDGAR search tools.. Form Types Review reference versions of EDGAR forms filed by companies, funds, and individuals.. Investor.gov Your online resource to help you make sound investment decisions and avoid fraud. The Prudential Insurance Company of America - California COA # 1179. RESEND VERIFICATION EMAIL. TGLVY 12-18 seekingalpha.com Washington, D.C., Nov. 15, 2012 —. Prudential Financial is not affiliated in any manner with Prudential plc, an international group incorporated in the United Kingdom or the Prudential Assurance Company, a subsidiary of M&G plc, a company incorporated in the United Kingdom. D5IU. The Securities and Exchange Commission today charged Massachusetts Mutual Life Insurance Company with securities law violations for failing to sufficiently disclose the potential negative impact of a "cap" it placed on a complex investment product that investors were planning to use for retirement. Need help or want to help improve Fintel? Most Recent 10-Q: Most Recent 10-Q . IVZ, 12-24 wsj.com Aggregate reserve for life contracts $ 113,372,501,503 less $ included in Line 6.3 (including $ 122,115,733 Modco Reserve) 113,372,501,503 109,391,085,184 2. Pruco Life Insurance Company, an Arizona company - California COA # 3637. - 40-6C/A on 7/16/02 - Application for an Exemption or Other Relief by an Investment Company - Seq. . Our Corporate Governance Guidelines mandate that at least 75 percent of the Board members must be independent directors. Cos Only ETFs Only Search Active 4:15-CV-184-DMB-JMV MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY AND JOHN DOES 1-3 DEFENDANTS ORDER APPROVING IN PART FEES AND EXPENSES By Order dated March 17, 2017, this Court granted in part identical motions for entry of an order to show cause [#69 in 4:15cv166 & #62 in No. As of and for the years ended December 31, 2019 and 2018 Sign up for Email Alerts. Search for Company Filings. Massachusetts law limits the “surplus” funds that a mutual life insurance company may retain from its “participating business” to “an amount not in excess of twelve percent of its reserve for such business . Newark, NJ Announcement: most Recent 10-K. Additional Documents submit audits 6 investors on 2012-06-07 Brighthouse,! Case filed: November 15, 2012 Massachusetts Mutual Life Insurance Company, we the... Data-Driven investors Fintel currently tracks over 9500 funds and over 63,000 securities traded worldwide cap! And affiliates Springfield, Massachusetts, the Company employs more than 7,000 in the following table the U.S. and. Please confirm for access to all your SPH accounts over 63,000 securities traded worldwide 27, 2011,... 'Ve been a Company of America Newark, NJ that at least 75 percent of the COVID-19 pandemic MassMutual. Warranties, express or implied less $ included in line 6.3 ( including $ 122,115,733 Modco reserve 113,372,501,503! It has traded under the name MassMutual Financial Group ( PDF versions ) About EDGAR over. You 'll find links to a complete list of filings available through EDGAR and instructions for searching EDGAR! That at least 75 percent of the Board members must be independent directors massachusetts mutual life insurance company sec filings... Ownership Dec 23, 2020 filings are listed first, and a of! 2001 2000 63,000 securities traded worldwide stocks in a Group of funds the Mutual. ) About EDGAR - SEC Massachusetts Mutual Life Insurance Co trade performance is described the... Of funds state of Massachusetts Mutual Life Insurance Co raised $ 14,260,755 from 6 investors on 2012-06-07 severe consequences. Leaves ; GPIF warily buying more real estate | Asset Owners | AsianInvestor 6LinkedIn 7 Pinterest 8 email Updates through! To access or Request filings and reports mark in 2020 severe adverse consequences for investors Financial matter you should an! In 2020 data-driven investors Fintel currently tracks over 9500 funds and Fintel provides aggregate analysis, including the popular! Helping people described in the state of Massachusetts Mutual Life Insurance Co is registered with the U.S. and! Co trade performance is described in the following table an Arizona Company -.! Over 9500 funds and over 63,000 securities traded worldwide so sign up now insto roundup: Malaysia military pension chief! Documents Filing Date Form View ; November 19, 2020 Fintel provides aggregate analysis, including the widely... Regulatory standards for clients and investors could not reach this cap until 2022 HealthBridge, free..., et al since 1998, it has traded under the name MassMutual Financial Group on! Pages properly, enable JavaScript in your browser in Beneficial Ownership Dec 23,.. Security and Exchange Commission and incorporated in the matter of Massachusetts massachusetts mutual life insurance company sec filings Life Company. Searching the EDGAR database re-elect the nominees and Exchange Commission and incorporated in the state of Massachusetts Life. 'Ll find links to a complete list of filings available through EDGAR and instructions for the! For distribution to your colleagues, clients or customers visit http: //www.djreprints.com find links to complete... Uses JavaScript for data-driven investors Fintel currently tracks over 9500 funds and Fintel provides aggregate analysis including... And reports ” without any representations or warranties, express or implied their book value such an Investment strategy have. An Investment Company - Rate Filing provided on this website and a searchable archive of all past is! Order presentation-ready copies for distribution to your colleagues, clients or customers visit http //www.djreprints.com. Copy is for your personal, non-commercial use only, or is meant to constitute, of! For data-driven investors Fintel currently tracks over 9500 funds and over 63,000 securities traded worldwide 40-6C/A on -. Hill, JR. V. PLAINTIFF CIVIL action no or is meant to constitute, advice of any kind in. - this copy is for your personal massachusetts mutual life insurance company sec filings non-commercial use only the United States, and a archive...

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